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Cyber AB CMMC-CCA Exam Syllabus Topics:
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Cyber AB Certified CMMC Assessor (CCA) Exam Sample Questions (Q105-Q110):
NEW QUESTION # 105
The assessor begins the assessment by meeting with the client's stakeholders and learns that multiple subsidiaries exist. In order to perform a complete assessment, the assessor must review documents from multiple entities as multiple, corresponding Commercial and Government Entity (CAGE) codes were provided. Which of the following entities may receive certification as a result of this?
- A. HQ organization and Host unit
- B. HQ organization, Host unit, and Supporting Organizations/Units
- C. HQ organization
- D. Host unit and Supporting Organizations/Units
Answer: B
Explanation:
Certification can only be granted to the legal entities that own the CAGE codes under assessment. If multiple CAGE codes are in play (HQ, host, and supporting units), and they are all included in scope, then all entities with corresponding CAGE codes that were assessed can be certified.
Exact Extracts:
* CMMC Assessment Guide: "The CMMC certificate is issued to the legal entity (as identified by the CAGE code(s)) that was assessed."
* "When multiple CAGE codes are presented, all in-scope entities must provide documentation and may be certified if assessed."
* "Certification applies to the OSC legal entity (or entities) within scope, including HQ, host, and supporting units, as applicable." Why other options are not correct:
* A/B/C: Limit scope to only HQ or subsets, but the requirement is that all entities with provided and in-scope CAGE codes are eligible.
References:
CMMC Assessment Guide - Level 2, Version 2.13: Certification applicability to CAGE codes and organizational entities (pp. 3-5).
NEW QUESTION # 106
An OSC previously received a Conditional CMMC Level 2 Certification during Phase 3 of the assessment process. The OSC has been working on implementing a POA&M to address the practice deficiencies identified during the initial assessment. Now, within 180 days from the Final Recommended Findings Briefing, you are to conduct a POA&M Closeout Assessment. As the Lead Assessor, you and your assessment team review the OSC's updated POA&M, accompanying evidence, and any scheduled observations, interviews, or tests with the aim of validating the implementation of the corrective actions. If any practices on the POA&M review fail to result in a score of 'MET,' what should the Lead Assessor recommend?
- A. Extend the timeframe for the OSC to address the remaining practice deficiencies.
- B. Recommend the OSC NOT be recommended for CMMC Level 2 Final Certification.
- C. Conduct a follow-up assessment to review the remaining practice deficiencies.
- D. Update the POA&M with the remaining practice deficiencies for the OSC to address.
Answer: B
Explanation:
Comprehensive and Detailed in Depth Explanation:
The CAP mandates that if any POA&M practices fail to score 'MET' during the Closeout Assessment, the Lead Assessor must recommend against Final Certification, requiring the OSC to reapply after corrections.
Options A, C, and D do not align with this requirement.
Extract from Official Document (CAP v1.0):
* Section 3.4 - POA&M Closeout Assessment (pg. 35):"If any practices on the POA&M Review fail to result in a score of 'MET,' the Lead Assessor will recommend that the OSC NOT be recommended for CMMC Level 2 Final Certification." References:
CMMC Assessment Process (CAP) v1.0, Section 3.4.
NEW QUESTION # 107
You are a CCA working with an OSC that outsources some of its IT operations to a third-party service provider. The service provider has access to the OSC's networks and systems that handle FCI and CUI.
During the scoping process, you need to determine if the OSC should flow down CMMC requirements to this third-party service provider. In this scenario, when should the OSCflow down CMMC requirements to the third-party service provider?
- A. The OSC should never flow down CMMC requirements to third-party service providers.
- B. The OSC should flow down CMMC requirements to the third-party service provider since they have access to the FCI/CUI environment and can directly or indirectly influence it.
- C. The OSC should flow down CMMC requirements to the third-party service provider only if they handle CUI but not FCI.
- D. The OSC should only flow down CMMC requirements if explicitly stated in the contract with the third- party service provider.
Answer: B
Explanation:
Comprehensive and Detailed Explanation:
The CMMC Assessment Scope - Level 2 requires that third-party service providers (e.g., ESPs) with access to FCI/CUI environments be subject to applicable CMMC requirements if they can influence security, directly or indirectly. This ensures the entire CUI protection chain is compliant. Option A limits flow-down to contract terms, which is insufficient per CMMC guidance. Option C contradicts the framework's inclusion of ESPs.
Option D excludes FCI, which is incorrect as both FCI and CUI trigger requirements. B aligns with the scoping guide.
Reference:
CMMC Assessment Scope - Level 2, Section 2.3.3 (ESPs), p. 6: "ESPs influencing the FCI/CUI environment must meet CMMC requirements."
NEW QUESTION # 108
In assessing the security boundaries, you determine that an OSC processes, stores, and transmits CUI and FCI within the same assessment scope. To what maturity level will you at a minimum assess and certify the OSC?
- A. You should refer the OSC to Cyber AB.
- B. CMMC Level 1
- C. CMMC Level 2
- D. The OSC must separate the scope for assets that process, store, or transmit CUI from those that handle FCI.
Answer: C
Explanation:
Comprehensive and Detailed Explanation:
The CMMC framework allows FCI and CUI to be within the same assessment scope, but the presence of CUI mandates a minimum of Level 2 certification, as Level 1 only addresses FCI protection (17 practices). The CMMC Assessment Scope - Level 2 states that if CUI is processed, stored, or transmitted, the OSC must meet all 110 Level 2 practices. Separation (Option C) is optional, not required, and a single Level 2 certification can cover both. Option B is irrelevant to the question, and Option D is insufficient for CUI. A is correct.
Reference:
CMMC Assessment Scope - Level 2, Section 1.1 (Level Applicability), p. 2: "Level 2 is required when CUI is present."
NEW QUESTION # 109
While assessing a company, the CCA is determining whether the company controls and manages connections between its corporate network and all external networks. The company has: (1) a strict employee policy prohibiting personal Internet use and personal email on company computers, and (2) firewalls plus a connection allow-list so only authorized external networks can connect to the company network. Are these safeguards sufficient to meet the applicable CMMC requirement?
- A. No. The company must isolate its system from all external connections to meet the requirement.
- B. Yes. The company's firewalls and connection allow-lists are appropriate technical controls to meet the requirement.
- C. Yes. The company's strict employee policy is the best practice for meeting the requirement.
- D. No. The company needs full control over all external systems it interfaces with to meet the requirement.
Answer: B
Explanation:
* Applicable CMMC/NIST Requirement: AC.L2-3.1.20 - "Verify and control/limit connections to and use of external systems."
* Isolation Not Required (refutes B): The requirement acknowledges that individuals using external systems (e.g., contractors, partners) may need to access organizational systems. In such cases, organizations must ensure those connections do not compromise or harm organizational systems.
Therefore, complete isolation from all external systems is not mandated.
* Policy Alone is Insufficient (refutes A): Assessment guidance requires mechanisms that technically enforce terms and conditions for use of external systems. A written employee policy by itself does not satisfy the requirement unless paired with technical enforcement (e.g., firewalls, connection rules).
* Allow-lists & Firewalls are Best Practice (supports C): Assessment considerations specify that organizations should restrict external systems to an approved list, such as by using firewalls, VPNs, IP restrictions, or certificates. The company's use of firewalls and a connection allow-list directly addresses this requirement.
* Full Control of External Systems Not Required (refutes D): The definition of "external systems" clarifies that organizations typically do not have direct supervision or authority over those systems. The requirement is to limit and control connections to such systems, not to own or fully manage them.
* Assessment Objectives for AC.L2-3.1.20 (from NIST SP 800-171A):
* Connections to external systems are identified.
* Use of external systems is identified.
* Connections to external systems are verified.
* Use of external systems is verified.
* Connections to external systems are controlled/limited.
* Use of external systems is controlled/limited.
Firewalls and allow-lists satisfy these verification and limitation requirements, enabling a CCA to mark the practice MET if evidence is present.
References (CCA Official Sources):
* NIST SP 800-171 Rev. 2 - §3.1.20 (Discussion)
* NIST SP 800-171A - §3.1.20 (Assessment Objectives & Methods)
* CMMC Assessment Guide - Level 2, Version 2.13 - AC.L2-3.1.20 (External Connections [CUI Data], including "Potential Assessment Considerations")
NEW QUESTION # 110
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